-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTNAQKvYqs7gc2h2k9/2IXUXawDhodavG1L5dH0t9OfUlSUJm/97okHfPgxQG6JU vdNQ3x3A2hpWCam5D2024g== 0000950134-03-003813.txt : 20030312 0000950134-03-003813.hdr.sgml : 20030312 20030312170819 ACCESSION NUMBER: 0000950134-03-003813 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030312 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNET AMERICA INC CENTRAL INDEX KEY: 0001001279 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860778979 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55559 FILM NUMBER: 03601332 BUSINESS ADDRESS: STREET 1: 350 N ST PAUL STE 3000 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148612500 MAIL ADDRESS: STREET 1: ONE DALLAS CENTRE 350 N. ST. PAUL STREET 2: SUITE 3000 CITY: DALLAS STATE: TX ZIP: 75201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WESTCOTT CARL H CENTRAL INDEX KEY: 0001007864 IRS NUMBER: 860778979 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1620 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148612500 MAIL ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1620 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 d03966a2sc13dza.txt AMENDMENT NO. 2 TO SCHEDULE 13D Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)* INTERNET AMERICA, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 46058Y109 (CUSIP Number) Carl H. Westcott 100 Crescent Court Suite 1620 Dallas, Texas 75201 (214) 777-5015 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 7, 2003 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. - ---------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 5 Pages) - -------------------- ----------------- CUSIP NO. 46058Y109 13D PAGE 2 OF 5 PAGES - -------------------- ----------------- - -------------------------------------------------------------------------------- 1 Name of reporting person Carl H. Westcott IRS Identification No. of above person (entities only) - -------------------------------------------------------------------------------- 2 Check the appropriate box if a member of a group* (a) --------- (b) --------- - -------------------------------------------------------------------------------- 3 SEC use only - -------------------------------------------------------------------------------- 4 Source of funds* PF - -------------------------------------------------------------------------------- 5 Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or place of organization United States - -------------------------------------------------------------------------------- 7 Sole voting power 953,477 Number of Shares Beneficially 8 Shared voting power 0 Owned By each Reporting 9 Sole dispositive power 953,477 Person with 10 Shared dispositive power 0 - -------------------------------------------------------------------------------- 11 Aggregate amount beneficially owned by each reporting person 953,477 - -------------------------------------------------------------------------------- 12 Check box if the aggregate amount in row (11) excludes certain shares* [ ] - -------------------------------------------------------------------------------- 13 Percent of class represented by amount in row (11) 9.3% - -------------------------------------------------------------------------------- 14 Type of reporting person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 Pages ITEM 1. SECURITY AND ISSUER. The title and class of equity securities to which this Schedule 13D relates is common stock, par value $0.01 per share (the "Common Stock"), of Internet America, Inc., a Texas corporation (the "Issuer"). The address of the principal executive offices of the Issuer is 350 North St. Paul, Suite 3000, Dallas, Texas 75201. ITEM 2. IDENTITY AND BACKGROUND. The name of the reporting person is Carl H. Westcott (the "Reporting Person"). The principal business address for the Reporting Person is 100 Crescent Court, Suite 1620, Dallas, Texas 75201. The Reporting Person is a private investor. The Reporting Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) in the past five years. In the past five years, the Reporting Person was not a party to a civil proceeding of a judicial or administrative body of a competent jurisdiction which resulted in the Reporting Person being subject to a judgment, decree or final order enjoining future violation of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such laws. The Reporting Person is a citizen of the United States. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Through a series of open market purchases and sales from March 2001 to January 2003, the Reporting Person acquired an aggregate of 323,362 shares of Common Stock for a total purchase price of $142,045.98. The purchase price was paid out of the Reporting Person's personal funds. During the same period, the Reporting Person disposed of an aggregate of 23,833 shares of Common Stock. ITEM 4. PURPOSE OF TRANSACTION. The acquisition by the Reporting Person has been made for investment purposes. However, the Reporting Person will continually evaluate the business, financial condition, and prospects of the Issuer, market price of the Common Stock, return on investment, alternative investments, and conditions in the economy and in the industry in which the Issuer is engaged with a view toward determining whether to hold, decrease or increase his investments in shares of Common Stock. From time to time on or after the date of this statement, based upon such evaluation, the Reporting Person may sell all or a portion of his shares of Common Stock, or may purchase additional shares of Common Stock, at varying prices in the open market, in privately negotiated transactions and/or in other transactions. Page 4 of 5 Pages The Reporting Person does not have any current definitive plan, arrangement, or understanding to gain control of the Issuer or to seek to cause the Issuer to be merged, reorganized, or liquidated, to sell or transfer any assets of the Issuer, to cause the Issuer to change its current board of directors or management, capitalization, dividend policy, business, corporate structure, charter or bylaws, to cause the Common Stock to cease to be quoted on the OTC Bulletin Board or to become eligible for termination of registration pursuant to Section 12(g)(4) of the Act, or to take any action similar to any of those enumerated above. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Based upon information set forth in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on February 14, 2003, as of February 6, 2003, there were 10,295,663 shares of Common Stock issued and outstanding. As of January 7, 2003, the Reporting Person beneficially owned 953,477 shares of Common Stock, or approximately 9.3% of the total Common Stock deemed to be outstanding. The Reporting Person has the sole power to vote and to dispose of the 953,477 shares. During the past 60 days, the Reporting Person has not purchased any shares of Common Stock. No other person is known to the Reporting Person to have the right to receive or power to direct dividends from, or proceeds from the sale of, shares of Common Stock beneficially owned by the Reporting Person. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no contracts, arrangements, understandings, agreements or relationships (legal or otherwise) between the Reporting Person and any person with respect to any securities of the Issuer. ITEM 7. MATERIALS TO BE FILED AS EXHIBITS. None. Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 12, 2003 /s/ CARL H. WESTCOTT ------------------------------ CARL H. WESTCOTT -----END PRIVACY-ENHANCED MESSAGE-----